The Syrian civil war of 2011 emerged as a consequence of a series of liberal protests across the Arab regions, initially aspiring for democratic development and the spread of liberal values within their governments. However, these protests escalated into a prolonged and devastating conflict, resulting in the rise of proscribed terrorist groups like Al-Qaeda and ISIS. The conflict drew support from state actors such as Russia and the US, as well as leaders of European states and Canada, aligning themselves with opposing fighting groups – the Syrian rebels, including the Syrian Democratic Forces and the Kurdish Liberation Army, and the government of Bashar al-Assad, which has been militarily supported by Russia since 2014.
Over the years, the United Nations Security Council engaged in multiple consensus processes to determine the possibility of issuing a resolution involving the use of military forces. However, these efforts failed to produce a multilateral decision in favour of peace. This essay aims to analyze the Security Council’s inability to produce robust resolutions or enact military intervention. It seeks to uncover the key elements behind the lack of military intervention for Syria, particularly in the context of changes in the new millennium, such as the Responsibility to Protect doctrine and the involvement of certain P5 members in the Syrian war. The analysis also intends to understand the reasons why Russia, followed by China, vetoed Security Council resolutions.
This analysis takes into account the fragmentation of Syrian politics and the challenges faced by the warring parties as the primary obstacles to international assistance and intervention under the umbrella of R2P. Additionally, it considers the ideological differences among the UN P-5 members. It concludes that the R2P does not serve as a decision-making engine but rather redefines state sovereignty and human rights as tools available to those who are committed to embracing these values.
Failed UN Security Council Resolutions and the Escalation of the Syrian Civil War
On October 4th, 2011, seven months into the violent conflict in Syria, the United Nations Security Council initiated a consensus debate to authorize a robust resolution. The initial proposal aimed to urge the Assad regime to cease using force against its population, but it was met with a veto from Russia and China. Russia objected to the accusatory approach towards Damascus, while China cited concerns about foreign state sovereignty interference. This marked the first of fourteen unsuccessful attempts to establish a robust military consensus under the Responsibility to Protect (R2P) doctrine between 2011 and 2019. The repeated blockades led to the exacerbation of the Syrian civil war, resulting in mass displacement and approximately 500,000 casualties, making it one of the longest and deadliest conflicts in recent history.
The recurring failure to secure UN resolutions for military intervention in Syria highlights a critical dilemma faced by the international community, emphasizing the challenges of normative principles and the value of humanitarian protection within the evolving landscape of the twenty-first century. Despite the growing awareness of human rights, particularly in response to humanitarian crises in the 1990s, such as the events in Rwanda (1994) and Somalia (1995), the UN’s ability to address such conflicts was overshadowed by the shifting dynamics of international society. This culminated in the emergence of a new approach to international military intervention within the new century, known as “The Responsibility to Protect” from 2001 to 2004.
Weaknesses of the Responsibility to Protect (R2P) Doctrine
This dissertation critically explores the limitations of the Responsibility to Protect (R2P) as the latest iteration of humanitarian military intervention. It argues that R2P, while claiming to address the challenges of past interventions, remains entrenched in the same legal and political complexities that have historically surrounded foreign military intervention.
The R2P operates within the existing international legal framework established since 1945, necessitating the creation of exceptional circumstances to justify intervention and protect state sovereignty. Despite its intent to bring about significant changes, the R2P does not fundamentally alter the legality of intervention, rendering it susceptible to politicization. Nevertheless, the R2P serves as a guiding principle for evaluating the use of military force to halt human rights violations.
Doctrine of Intervention: An Analytical Framework
This essay categorizes the R2P as a ‘doctrine’ of intervention and is structured into two parts. The first part consists of two chapters. The first chapter delves into whether the R2P represents the latest version of military intervention, while the second chapter examines the current challenges faced by the doctrine.
The second part also comprises two chapters. The third chapter focuses on the consensus for authorizing robust resolutions for Syria from the onset of the war in 2011 to 2019. It seeks to understand the factors enabling Security Council Permanent Members, specifically China and Russia, to wield veto power and the reasons behind Russia’s principled use of the veto.
Dimensions and Evolution of the Responsibility to Protect (R2P)
The R2P, initially defined by the International Commission of Intervention and State Sovereignty in 2001, has been adopted by UN mechanisms for violence prevention and civilian protection. It is structured around three pillars: ‘the responsibility to prevent’, ‘the responsibility to protect’, and ‘the responsibility to rebuild’, encompassing preventive and reactive measures, along with post-military operation assistance.
Since its inception in 2001, the R2P has sought to revolutionize the interpretation of sovereignty concerning human rights. It emphasizes the responsibility of governments to protect their populations, aligning sovereignty with the rights and well-being of individuals. However, the R2P has also highlighted the dilemma of sovereignty within the existing international legal framework, wherein the robust dimension of R2P is considered in the context of the evolution of military intervention.
The evolution of military intervention, from the nineteenth century to the present, reflects changes in the global approach to humanitarian purposes. While foreign military interventions saw liberal approaches in the twentieth century, the R2P is perceived as imposing greater restrictions on state initiatives for military intervention targeting government forces, as evidenced by events such as the NATO intervention in Kosovo in 1999 and the US intervention in Iraq in 2003. The R2P has continued to influence Security Council dynamics, particularly in the aftermath of interventions such as Libya in 2011, contributing to the use of veto power for robust resolutions.
This comprehensive analysis aims to shed light on the complexities and implications of the R2P within the context of evolving international norms and practices related to military intervention and sovereignty.
Analysis of R2P Functionality and Military Intervention
The analysis highlights the primary functionality of the Responsibility to Protect (R2P) as facilitating a platform for debate and potentially influencing decision-makers within the UN directorate to align with military intervention. Its effectiveness is contingent upon situations necessitating immediate urgent responses, targeting identifiable militancy, and supported by substantial evidence of crimes against humanity.
While well-intentioned, the R2P could inadvertently delay discussions and divert attention from military intervention, potentially allowing room for other peacekeeping instruments with less defined time frames, such as UN Peacekeeping Operations. However, it is crucial to consider the specific characteristics of the conflict to draw conclusions on applying military intervention as the solution to crimes against humanity.
The nuances of each situation must be carefully weighed to determine the most appropriate course of action in addressing crimes against humanity.
Part I
The Evolution of International Intervention and the Challenges of R2P
The analysis of the origins and evolution of military intervention is crucial in understanding the reasons behind the failure of the UNSC to approve military intervention in Syria. International intervention has historically been a contentious issue, often considered illegal but legitimized by the international community and civil society.
Section 1 will delve into the inherent characteristics of international intervention mirrored in the Responsibility to Protect (R2P) doctrine. It will also explore the challenges that R2P encounters in the new millennium.
The analysis reveals that R2P represents a robust dimension of multilateral international intervention, contributing to ongoing debates about traditional interpretations of state sovereignty and human rights. However, it is important to note that the legality of such intervention hinges on the unanimous agreement of the Security Council’s permanent members on a resolution. Despite this, there has been no observable change in the international legal system.
Legitimacy of International Intervention
While international intervention is generally considered illegal according to the U.N. Charter and international covenants, there are instances where it is deemed legitimate, particularly when there is an imminent need to protect populations from severe human rights abuses. This legitimacy is often supported by civil society and the international community, whose moral and ethical standards demand action in the face of human rights violations.
The text also argues that the Responsibility to Protect (R2P) has emerged as a response to the changing socio-political landscape, influenced by events such as the ethnic cleansing of the 1990s and the shift towards a new world order following the liberalization at the end of the Cold War (1989-90) into the new millennium.
Chapter 1. The Transformation of Military Intervention: R2P
Transformation of Military Intervention
Intervention is a traditional practice in International Relations that involves the use of military force in foreign territories due to historical and political shifts. Initially, it aimed to protect human lives and uphold power balance, prompting the need for decisions on military resource utilization. The concept of military intervention raises questions about who holds the authority to intervene and the underlying motives. This examination will explore the evolution of military intervention, particularly the emergence of humanitarian military intervention leading to the development of the Responsibility to Protect doctrine.
The ICISS R2P Report of 2001 aimed to align the concepts of state sovereignty with human rights. Before the R2P, the justifications for the use of force were rooted in the morality of war and the Christian-based theology of the Just War Theory. However, the framework for human protection has remained unchanged since the end of World War 2. The current system is fundamentally reliant on the Universal Declaration of Human Rights, two covenants from 1948, the four Geneva Conventions, and two treaties prohibiting torture and genocide 1948-49. These are the primary international laws supporting military intervention for humanitarian protection, along with the political challenges that the R2P must address.
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Understanding International Military Intervention
International military intervention involves the unauthorized use of military force in foreign states with the objective of preventing or halting harmful activities perpetrated by a state’s leadership against its populace. This form of intervention is typically considered unlawful aggression, constituting a departure from conventional patterns of international relations (Murnion, 2007).
Historically, intervention was grounded in moral deliberations about the justifiability of war and was rooted in the principles of the Just War Theory. However, with the ascendance of human rights advocacy and evolving interpretations of state sovereignty, international intervention, while illegal in international law, has garnered acceptance as a legitimate measure to prevent or address human rights abuses or atrocities. This shift reflects a transformation in the understanding of intervention, acknowledging the moral imperative to protect populations from severe harm, despite its contravention of traditional international legal frameworks.
Chapter 2: Challenges and Controversies Surrounding the Responsibility to Protect (R2P)
The second chapter delves into the challenges and controversies that encapsulate the Responsibility to Protect (R2P) doctrine. As the latest iteration of humanitarian military intervention, R2P purports to address the limitations and pitfalls of previous interventions; however, it remains entangled in a web of legal and political complexities, mirroring historical issues surrounding foreign military intervention.
Legal and Political Complexities
The R2P operates within the existing international legal framework established since 1945, necessitating the creation of exceptional circumstances to justify intervention and protect state sovereignty. Despite its intent to bring about significant changes, the R2P does not fundamentally alter the legality of intervention, rendering it susceptible to politicization and contentious debates within the international sphere. This susceptibility often leads to diplomatic standoffs and prevents consensus, hindering effective intervention where urgently needed.
Sovereignty and Intervention
An ongoing debate surrounding the R2P centers on the balancing act between sovereignty and intervention. The doctrine seeks to realign state sovereignty with human rights, introducing a paradigm shift that challenges traditional interpretations of state autonomy. However, this realignment has also ignited controversy and resistance from certain states that perceive external intervention as a breach of their sovereignty, leading to divergent perspectives and hindering multilateral cooperation for humanitarian military action.
Global Diplomatic Standoffs
The history of R2P implementation is rife with examples of global diplomatic standoffs, particularly within the United Nations Security Council. The divergent positions of permanent members and the resulting impasse due to veto powers have stymied the swift and effective deployment of military intervention in critical humanitarian crises, such as the Syrian civil war. These prolonged standoffs highlight the challenges of reconciling divergent national interests and humanitarian imperatives within the framework of the R2P.
Conclusion
The second chapter underscores the intricate challenges and controversies entwined with the Responsibility to Protect (R2P) doctrine. It emphasizes the need for nuanced and pragmatic approaches to navigate the legal and political complexities of R2P, fostering meaningful multilateral cooperation to effectively address humanitarian crises while respecting state sovereignty. Addressing these issues is imperative in shaping the future of humanitarian military intervention and advancing the protection of vulnerable populations worldwide.
The Impact of the New International Order on Sovereignty and Human Rights
The end of the Cold War and the development of PEST factors have significantly influenced the international order, leading to increased interconnectedness of societies and heightened globalization. This shift has prompted a reevaluation of traditional notions of sovereignty and human rights, extending their influence beyond borders (Kaldor, 2008).
The concept of sovereignty has evolved towards a more humanized perspective, necessitating legitimate exceptions to the traditional principle of non-interference in a state’s domestic affairs for the protection of its sovereignty. As a result of global interconnectedness, human rights have become standardized, or at least are moving in that direction, with these principles increasingly recognized, albeit not universally, by both government states and their populations. This progress reflects a growing human conscience that transcends the limitations imposed by certain state governments and traditional doctrines.
The “International Community Doctrine” conference, as presented in Blair’s Chicago Speech in April 1999, highlighted the inevitability of being part of global interdependence, emphasizing that all nations are internationalists, whether by choice or not, due to the impact of external changes. Similarly, the statement by Secretary-General K. Annan in the Annual Report of December 1999 underscored the necessity of global engagement in a global era, where the collective interest often aligns with national interests. Moreover, in cases necessitating forceful intervention, it is crucial to ensure that the Security Council, entrusted with authorizing force under international law, is prepared to address the ensuing challenges.
This transformative shift in the international order underscores the increasing importance of global engagement and collective interests, necessitating a reevaluation of traditional doctrines and approaches to sovereignty, human rights, and international intervention.
Analysis of Human Security Studies and the Responsibility to Protect (R2P)
The rise of Human Security Studies, initially defined in the UN Development Programme (UNDP) Report of 1994, aimed to shift the focus of security studies from a state-centred perspective to one centred on the security of humanity. This transition was intended to prioritize the freedom from fear, addressing the threat of violence, and the freedom from want, addressing threats related to underdeveloped societies, such as deprivation of Human Rights, corruption, human abuses, torture, ethnic cleansing, or crimes against humanity.
Kerr (2013) emphasizes the essentiality of Human Security, particularly in humanitarian crises and emergencies, stressing the need to focus on humanity. Consequently, the inclusion of Human Security in the political agenda became critically important. Furthermore, Human Security encompasses the inter-state practice, driving the establishment and support of new international humanitarian agencies focused on the protection of individuals rather than states. These entities apply mechanisms of development and human rights to monitor and identify potential threats, ultimately aiming to mitigate future crises.
Conversely, the Responsibility to Protect (R2P) report of 2001 established three pillars, leading to the creation of international organizations dedicated to the prevention of potential conflicts. For instance, ‘The Global Centre for the Responsibility to Protect,’ established in 2008, works in close collaboration with supporting governments and leading figures in the Human Rights field. The organization’s primary goal is to uphold the norm of the Responsibility to Protect, ensuring that the international community never again fails to intervene and halt crimes of genocide, war crimes, ethnic cleansing, and crimes against humanity.
The convergence of Human Security Studies and the Responsibility to Protect (R2P) suggests that R2P could materialize the theory of human security, creating processes for monitoring and preventing conflicts. This integration potentially increases the opportunities for averting instances of state intervention compared to the era preceding the R2P doctrine. This holistic approach underscores the potential for transformative progress in international relations and humanitarian interventions.
The alignment of these concepts reflects a significant shift towards prioritizing the security and protection of humanity, marking a pivotal evolution in addressing global challenges and crises.
The mechanisms of the United Nations Security Council (UNSC) and the Responsibility to Protect (R2P) doctrine raise critical questions regarding both the legality and legitimacy of military intervention decisions.
The UNSC’s decision-making process for military intervention revolves around a consensual approach seeking unanimity to authorize such actions. However, the presumption of legality is a subject of debate. UN resolutions, deemed coercive diplomacy, carry legal binding force and are issued under the framework of Chapter 7, Article 42 of the UN Charter, implying that non-compliance can lead to military intervention. Nonetheless, the paradox arises from the veto power held by the UNSC’s Permanent Members (P-5), leading to the vetoing of resolutions on the grounds of illegality, as observed in the case of Syria. This challenges the presumption of legality and raises concerns about its consistent application.
The consensual nature of military intervention from its inception presents inherent difficulties in sustaining the securitization of new issues to garner consensus among UNSC members. Convincing others of the priority and necessity of addressing specific challenges forms a key obstacle in the decision-making process.
Regarding the justification for military intervention, it is essential to consider the intention behind the International Commission on Intervention and State Sovereignty (ICISS) Report of 2001. The report sought to instigate discussions on issues concerning human security and protection, particularly in the context of overwhelming conflict and war, in order to justify considering the use of military force to deter belligerents. This aligns with the doctrine of the “just war,” seeking moral justification and assessing the exception of the principle of non-intervention as outlined in Article 51 of the UN Charter.
In conclusion, the complexities surrounding the mechanisms of the UNSC and the R2P doctrine underscore the need for nuanced and pragmatic approaches to navigate the legal and moral considerations of military intervention. These considerations are integral to fostering meaningful multilateral cooperation and effectively addressing humanitarian crises while respecting the principles of international law and legitimacy.
Chapter 3: UN Security Council Veto Powers and Democratic Representativeness
The United Nations Security Council (UNSC) is equipped with a unique structure that encompasses the veto power vested in the Permanent Members (P-5), ensuring autonomy in foreign military intervention decisions. This chapter aims to scrutinize the implications of the P-5 veto power and the democratic representativeness of the UNSC’s internal system in the context of interventions, particularly focusing on the Syrian conflict.
The Purpose of UNSC Veto Power
The inception of the UNSC in 1945 heralded the establishment of the P-5’s veto power, intending to guarantee autonomy over foreign military intervention within a framework that facilitates legitimization by the remaining members. The veto power is instrumental in deciding on crucial matters necessitating substantial military and financial commitments from contributing states. This structural mechanism seeks to maintain a balance of power and accountability while safeguarding the interests of the P-5.
Analysis of Ideological Unevenness and Consensual Results
Despite member states’ commitment to a multilateral framework, there exists an observable divergence in ideologies and political preferences reflected in the consensual outcomes of the UNSC. The utilization of the term ‘the P-5 failed’ endeavors to underscore the joint responsibility of the UNSC for their veto power, acknowledging the complexities and implications of their decisions as an entity rather than singling out specific members. It highlights the recognition of shared accountability within the UNSC for the ramifications of the veto power in shaping intervention policies.
Scrutiny of Democratic Representativeness
A critical component of this analysis involves evaluating the democratic representativeness of the UNSC’s internal system, particularly in the context of interventions. The unevenness of political ideologies and preferences among members raises pertinent questions about the democratic functioning of the UNSC, engendering complexities in consensus-building and decision-making processes. This scrutiny serves to unravel the intricacies of democratic representation within the UNSC, attuned to the evolving international landscape and the exigencies of intervention policies.
In conclusion, the analysis of the UNSC veto powers and its impact on democratic representativeness underscores the need for a nuanced understanding of the structural mechanisms guiding foreign military interventions. It sheds light on the complexities inherent in the consensual outcomes and the joint responsibility of the P-5 for their decisions, encapsulating the multifaceted nature of intervention policies within the UNSC. This chapter seeks to provoke critical discourse surrounding the operational dynamics of the UNSC and its implications for global security and humanitarian interventions.
Impact of Peacekeeping Operations on UN Security Council Resolutions for Syria
The shift towards prioritizing peacekeeping operations has significantly influenced the UN Security Council’s capacity to deliver robust resolutions for the Syrian crisis. Past military interventions, aimed at protecting populations, have eroded the credibility of UN military intervention primarily designed to safeguard governments. The accumulation of unsatisfactory military operations, often lacking a just cause, has undermined the legitimacy of UN’s humanitarian initiatives.
Notably, interventions such as the UN-France intervention in Rwanda (1994) faced criticism for prioritizing the protection of government officials responsible for ethnic cleansing, rather than safeguarding the massacre’s victims. This, combined with delays in the UN response, as emphasized by former Secretary-General Kofi Annan, epitomizes the profound impact of flawed UN military interventions on affected populations.
The surge in peacekeeping operations, particularly post the Kosovo intervention in 1999, underscore the UN’s recognition of peacekeeping as a pivotal tool in promoting and maintaining international peace. This shift is exemplified by the UN’s launch of approximately 51 Peacekeeping Operations in Africa from 2000-2015, often in collaboration with regional organizations like ECOWAS and the Africa Center for Strategic Studies. The Security Council’s inclination towards endorsing resolutions for humanitarian intervention led by regional organizations stems from the diverse support they offer, encompassing financial resources, military training, personnel, and conscription.
However, the distinct dynamics within the Arab region pose challenges in establishing comparable UN peacekeeping operations, particularly with regional organizations like the Arab League, whose limited influence hinders their central role in conflict resolution. The unique complexities prevalent in the Middle East necessitate a tailored approach to UN intervention strategies, acknowledging the region’s distinct characteristics and conflicts.
The evolving landscape of international peace and security underscores the compelling need for nuanced and adaptable UN intervention frameworks, capable of addressing region-specific challenges effectively. Contextually sensitive strategies are imperative to mitigate humanitarian crises and protect vulnerable populations in the Middle East and beyond.
The Role of Past Military Interventions in Shaping P-5 Decision Making
The impact of past military interventions, particularly the 2011 Operation Unified Protector in Libya, has significantly influenced the decision-making process of the United Nations Security Council’s (UNSC) Permanent Members (P-5). The outcomes and aftermath of such interventions have shaped the approach of the P-5 towards future military actions under the Responsibility to Protect (R2P) doctrine. The complexities and repercussions of these interventions have manifested in the hesitation and cautious approach of the P-5 towards authorizing multilateral military intervention, reflecting significant considerations of political, social, and regional implications.
Libya and the Unintended Consequences
The 2011 military intervention in Libya under the R2P doctrine, through NATO’s Operation Unified Protector, has raised critical concerns and controversies. While widely perceived as a success, with emphasis on civilian protection, the nature of the intervention and its aftermath have been subject to intense scrutiny. Commentators have highlighted discrepancies between the intended principles of R2P and the actual implementation of military force in Libya. Criticisms centered on the deviation from the responsibility of the Libyan government to protect its population, leading to interpretations of the Western objective as an endeavor to effect a regime change rather than solely safeguarding civilians.
Impact of Previous Interventions on P-5 Decision-Making
The experiences and lessons learned from interventions such as the US/Iraq operation in 2003 and the subsequent turmoil and rise of terrorism in the region have significantly influenced the decision-making process of the P-5 within the UNSC. The unintended repercussions, including social and political instability and the surge of terror groups following military interventions, have sparked a cautious approach among the P-5, particularly in the context of the Syrian civil war. The aftermath of these interventions has underscored the necessity for comprehensive post-intervention assistance and the critical evaluation of the long-term consequences before endorsing similar actions. These factors have contributed to the reluctance of the P-5 to readily authorize multilateral military interventions under the R2P, prioritizing careful consideration of the potential ramifications on regional stability and global security.
P-5 Preferences and the Shift Towards Peacekeeping Operations
The cautious approach of the P-5 towards multilateral military interventions has led to a preference for peacekeeping operations, apprehending the potential challenges posed by foreign intervention. The complexities and unique dynamics of the Syrian conflict have further reinforced the inclination towards peacekeeping efforts, acknowledging the obstacles presented by the region’s isolationism and the lack of a viable conjoined regional effort to address the conflict comprehensively. The challenges observed in the Syrian context, along with the implications of past interventions, have emphasized the significance of local knowledge and assertiveness in peacekeeping operations, presenting a cost-effective and nuanced approach to conflict resolution.
Conclusion
The complex landscape shaped by past military interventions has significantly influenced the P-5 decision-making within the UNSC, fostering a cautious approach towards multilateral military actions under the R2P doctrine. The lessons learned from previous interventions, alongside the unintended consequences and challenges observed, have contributed to the preference for peacekeeping operations and careful considerations of the long-term implications of potential military interventions. The unique characteristics of the Syrian conflict, including isolationism and regional dynamics, further reinforce the strategic shift towards peacekeeping efforts, highlighting the intrinsic complexities of foreign military intervention and the imperative need for comprehensive assessments before authorizing multilateral actions.
This careful and nuanced approach underscores the gravity of the decision-making process within the UNSC, reflecting the evolving dynamics of international security and the imperative to prioritize regional stability and global security considerations.